Registered Representative offering securities and advisory services through Royal Alliance Associates, Inc., a registered broker/dealer, Member FINRA/SIPC, and Registered Investment Advisor. In this regard, this communication is strictly intended for individuals residing in the states of AL, AK, AR, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TX, UT, VA, WA, and WI.

No offers may be made or accepted from any resident outside the specific states referenced.

Daniel F. Yasharel is also separately registered as an investment advisor representative under NWF Advisory Services, Inc., a Registered Investment Advisor registered with the Securities and Exchange Commission. As such, advisory services are strictly intended for individuals residing in the states where we have notice filed: AK, AZ, CA, NV, NY, OR, and TX.

California Insurance License 0678291

 

IMPORTANT CONSUMER INFORMATION:

A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.